Filing Details
- Accession Number:
- 0001607240-16-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-26 20:43:42
- Reporting Period:
- 2016-04-25
- Filing Date:
- 2016-04-26
- Accepted Time:
- 2016-04-26 20:43:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1579910 | Resonant Inc | RESN | Semiconductors & Related Devices (3674) | 454320930 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607240 | Neal Fenzi | C/O Resonant Inc. 110 Castilian Drive, Suite 100 Goleta CA 93117 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-04-25 | 5,000 | $2.99 | 377,717 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2016-04-25 | 5,000 | $2.99 | 5,000 | $2.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2016-10-25 | 2019-04-25 | No | 4 | P | Direct |
Footnotes
- The reported securities are included within the units purchased by the reporting person for $2.985 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
Billionaire Hedge Funds
