Filing Details
- Accession Number:
- 0001104659-16-114333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-26 19:49:59
- Reporting Period:
- 2016-04-25
- Filing Date:
- 2016-04-26
- Accepted Time:
- 2016-04-26 19:49:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1579910 | Resonant Inc | RESN | () | TX |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1573572 | Park City Capital, Llc | C/O Park City Capital, Llc 200 Crescent Court, Suite 1575 Dallas TX 75201 | No | No | Yes | No | |
| 1589232 | J Michael Fox | C/O Park City Capital, Llc 200 Crescent Court, Suite 1575 Dallas TX 75201 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-04-25 | 10,700 | $2.99 | 10,700 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-04-25 | 335,000 | $2.99 | 1,035,000 | No | 4 | P | Indirect | By Park City Capital Offshore Master, Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Park City Capital Offshore Master, Ltd. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2016-04-25 | 10,700 | $2.99 | 10,700 | $2.86 |
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2016-04-25 | 335,000 | $2.99 | 335,000 | $2.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,700 | 2016-10-25 | 2019-04-25 | No | 4 | P | Direct |
| 335,000 | 2016-10-25 | 2019-04-25 | No | 4 | P | Indirect |
Footnotes
- The reported securities are included within the units purchased by the reporting person for $2.985 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
- Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
Billionaire Hedge Funds
