Filing Details

Accession Number:
0001127602-16-049903
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-26 15:42:45
Reporting Period:
2016-04-25
Filing Date:
2016-04-26
Accepted Time:
2016-04-26 15:42:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1139812 Mb Financial Inc MBFI National Commercial Banks (6021) 364460265
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544101 Michael Sharkey C/O Mb Financial, Inc.
6111 North River Road
Rosemont IL 60018
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-04-25 3,500 $34.83 32,570 No 4 S Indirect By Revocable Trust
Common Stock Disposition 2016-04-25 3,500 $34.83 32,571 No 4 S Indirect By Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Revocable Trust
No 4 S Indirect By Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 59,428 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $31.26 2016-02-25 2025-02-25 3,522 3,522 Direct
Common Stock Performance Share Units $0.00 4,575 4,575 Direct
Common Stock Restricted Stock Units $0.00 2,745 2,745 Direct
Common Stock Stock Option (Right to Buy) $30.33 2017-02-24 2026-02-24 4,139 4,139 Direct
Common Stock Performance Share Units $0.00 4,715 4,715 Direct
Common Stock Restricted Stock Units $0.00 297 297 Direct
Common Stock Restricted Stock Units $0.00 3,772 3,772 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-02-25 3,522 3,522 Direct
4,575 4,575 Direct
2,745 2,745 Direct
2026-02-24 4,139 4,139 Direct
4,715 4,715 Direct
297 297 Direct
3,772 3,772 Direct
Footnotes
  1. Represents shares held by the Michael D. Sharkey Revocable Trust under agreement dated February 8, 2004.
  2. Represents shares held by the Susan D. Sharkey Revocable Trust under agreement dated February 8, 2004.
  3. Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
  4. Performance based vesting
  5. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 25, 2016).
  6. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
  7. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
  8. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).