Filing Details

Accession Number:
0001048268-16-000042
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-20 17:28:19
Reporting Period:
2016-04-18
Filing Date:
2016-04-20
Accepted Time:
2016-04-20 17:28:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1048268 Integrated Electrical Services Inc. IESC Electrical Work (1731) 760542208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560811 D Gail Makode One Sound Shore Dr, Suite 304
Greenwich CT 06830
Svp, Gc & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-04-18 8,547 $5.76 44,439 No 4 M Direct
Common Stock Disposition 2016-04-18 8,547 $14.53 35,892 No 4 S Direct
Common Stock Acquisiton 2016-04-19 3,953 $5.76 39,845 No 4 M Direct
Common Stock Disposition 2016-04-19 3,953 $14.50 35,892 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-04-18 8,547 $0.00 8,547 $5.76
Common Stock Stock Option (Right to Buy) Disposition 2016-04-19 3,953 $0.00 3,953 $5.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,453 2013-05-01 2023-05-01 No 4 M Direct
12,500 2013-05-01 2023-05-01 No 4 M Direct
Footnotes
  1. Represents common stock received from the exercise of stock options granted pursuant to the Integrated Electrical Services, Inc. 2006 Equity Incentive Plan (as amended and restated).
  2. The exercise of options and sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2016.
  3. The price reported in Column 4 for 4/18/2016 entry is a weighted average price for shares sold in multiple transactions at prices ranging from $14.50 to $14.64, inclusive. The reporting person undertakes to provide to IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The date indicated is the first vesting date for all Column 6 transactions. All options traded on 4/18/2016 and 4/19/2016, with an exercise price of $5.76, vested on the second anniversary of the grant date.
  5. The price reported in Column 8 reflects that the stock options were granted to the employee pursuant to the Integrated Electrical Services, Inc. 2006 Equity Incentive Plan (as amended and restated).