Filing Details

Accession Number:
0001225208-16-031552
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-19 16:20:37
Reporting Period:
2016-04-18
Filing Date:
2016-04-19
Accepted Time:
2016-04-19 16:20:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1436125 Pat Ward 500 Jackson Street
Columbus IN 47201
Vp - Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2016-04-18 850 $115.44 17,174 No 4 S Direct
Common Disposition 2016-04-18 1,200 $117.22 15,974 No 4 S Direct
Common Disposition 2016-04-18 2,950 $116.45 13,024 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 1,105 Indirect By 401(k) Plan
Common 24,705 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $58.12 2012-03-01 2020-03-01 5,900 5,900 Direct
Common Stock Option (Right-to-Buy) $120.28 2014-04-02 2022-04-02 11,030 11,030 Direct
Common Stock Option (Right-to-Buy) $111.84 2015-04-02 2023-04-02 15,020 15,020 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 11,220 11,220 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 15,420 15,420 Direct
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 38,810 38,810 Direct
Common Stock Option (Right-to-Buy) $119.77 2013-05-02 2021-05-02 8,150 8,150 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-03-01 5,900 5,900 Direct
2022-04-02 11,030 11,030 Direct
2023-04-02 15,020 15,020 Direct
2024-04-02 11,220 11,220 Direct
2025-04-02 15,420 15,420 Direct
2026-04-04 38,810 38,810 Direct
2021-05-02 8,150 8,150 Direct
Footnotes
  1. Sale pursuant to Rule 10b5-1 Trading Plan entered into on February 18, 2016.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $114.75 - $115.68. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $116.853 - $117.38. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $115.85 - $116.8157. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
  5. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.