Filing Details
- Accession Number:
- 0001019056-16-001256
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-18 21:53:10
- Reporting Period:
- 2016-04-14
- Filing Date:
- 2016-04-18
- Accepted Time:
- 2016-04-18 21:53:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1217234 | Caredx Inc. | CDNA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070170 | Neil Gagnon | 1370 Avenue Of The Americas 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-04-14 | 10,890 | $3.99 | 419,638 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-04-14 | 1,341 | $3.99 | 420,979 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-04-14 | 3,517 | $3.99 | 424,496 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-04-14 | 9,078 | $3.99 | 433,574 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-04-14 | 3,746 | $3.99 | 437,320 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-04-14 | 2,320 | $3.99 | 439,640 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-04-15 | 5,544 | $4.48 | 445,184 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-04-14 | 1,203 | $3.99 | 20,277 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2016-04-14 | 391 | $3.99 | 20,668 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2016-04-14 | 4,477 | $3.99 | 71,467 | No | 4 | P | Indirect | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Acquisiton | 2016-04-14 | 4,817 | $3.99 | 76,889 | No | 4 | P | Indirect | By Limited Partner of the Family Partnership |
| Common Stock | Acquisiton | 2016-04-14 | 45,916 | $3.99 | 722,884 | No | 4 | P | Indirect | By Managing Member as General Partner of Gagnon Investment Associates |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| No | 4 | P | Indirect | By Managing Member as General Partner of Darwin Partnership |
| No | 4 | P | Indirect | By Limited Partner of the Family Partnership |
| No | 4 | P | Indirect | By Managing Member as General Partner of Gagnon Investment Associates |
Billionaire Hedge Funds
