Filing Details
- Accession Number:
- 0001140361-16-061154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-14 20:43:59
- Reporting Period:
- 2016-03-10
- Filing Date:
- 2016-04-14
- Accepted Time:
- 2016-04-14 20:43:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 857737 | Iconix Brand Group Inc. | ICON | Commercial Banks, Nec (6029) | X0 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 312069 | Plc Barclays | 1 Churchill Place London X0 E14 5HP | No | No | Yes | No |
Transaction Summary
| Purchased: | 8,213 shares | Avg. Price: $8.40 | Total Value: $68,996.92 |
| Number of Shares After Transactions: | 4,726,837 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-10 | 1,989 | $8.34 | 4,726,837 | No | 4 | P | Indirect | by Barclays Capital Derivatives Funding LLC |
| Common Stock | Acquisiton | 2016-03-10 | 200 | $8.59 | 4,726,837 | No | 4 | P | Indirect | by Barclays Capital Inc. |
| Common Stock | Acquisiton | 2016-03-10 | 24 | $8.59 | 4,726,837 | No | 4 | P | Indirect | by Barclays Capital Inc. |
| Common Stock | Acquisiton | 2016-03-10 | 5,000 | $8.39 | 4,726,837 | No | 4 | P | Indirect | by Barclays Capital Inc. |
| Common Stock | Acquisiton | 2016-03-10 | 300 | $8.56 | 4,726,837 | No | 4 | P | Indirect | by Barclays Capital Inc. |
| Common Stock | Acquisiton | 2016-03-10 | 100 | $8.56 | 4,726,837 | No | 4 | P | Indirect | by Barclays Capital Inc. |
| Common Stock | Acquisiton | 2016-03-10 | 300 | $8.56 | 4,726,837 | No | 4 | P | Indirect | by Barclays Capital Inc. |
| Common Stock | Acquisiton | 2016-03-10 | 100 | $8.56 | 4,726,837 | No | 4 | P | Indirect | by Barclays Capital Inc. |
| Common Stock | Acquisiton | 2016-03-10 | 200 | $8.56 | 4,726,837 | No | 4 | P | Indirect | by Barclays Capital Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | by Barclays Capital Derivatives Funding LLC |
| No | 4 | P | Indirect | by Barclays Capital Inc. |
| No | 4 | P | Indirect | by Barclays Capital Inc. |
| No | 4 | P | Indirect | by Barclays Capital Inc. |
| No | 4 | P | Indirect | by Barclays Capital Inc. |
| No | 4 | P | Indirect | by Barclays Capital Inc. |
| No | 4 | P | Indirect | by Barclays Capital Inc. |
| No | 4 | P | Indirect | by Barclays Capital Inc. |
| No | 4 | P | Indirect | by Barclays Capital Inc. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | ICON April 16 10 Call | Acquisiton | 2016-03-14 | 5 | $0.50 | 100 | $10.00 |
| Common Stock | ICON April 16 10 Call | Disposition | 2016-03-14 | 2 | $0.40 | 100 | $10.00 |
| Common Stock | ICON April 16 10 Call | Disposition | 2016-03-14 | 50 | $0.40 | 100 | $10.00 |
| Common Stock | ICON April 16 10 Put | Acquisiton | 2016-03-14 | 16 | $0.15 | 100 | $5.00 |
| Common Stock | ICON April 16 10 Put | Acquisiton | 2016-03-14 | 1 | $0.15 | 100 | $5.00 |
| Common Stock | ICON April 16 7.5 P | Acquisiton | 2016-03-14 | 20 | $0.80 | 100 | $7.50 |
| Common Stock | ICON April 16 7.5 P | Acquisiton | 2016-03-14 | 2 | $0.80 | 100 | $7.50 |
| Common Stock | ICON July 2016 5 Put | Disposition | 2016-03-14 | 10 | $0.65 | 100 | $5.00 |
| Common Stock | ICON July 2016 5 Put | Disposition | 2016-03-14 | 1 | $0.65 | 100 | $5.00 |
| Common Stock | ICON May 2016 10 Call | Disposition | 2016-03-14 | 1 | $0.70 | 100 | $10.00 |
| Common Stock | ICON May 2016 10 Call | Disposition | 2016-03-14 | 1 | $0.64 | 100 | $10.00 |
| Common Stock | ICON May 2016 10 Call | Disposition | 2016-03-14 | 1 | $0.64 | 100 | $10.00 |
| Common Stock | ICON May 2016 7.5 Call | Acquisiton | 2016-03-14 | 1 | $1.70 | 100 | $7.50 |
| Common Stock | ICON May 2016 7.5 Call | Acquisiton | 2016-03-14 | 1 | $1.64 | 100 | $7.50 |
| Common Stock | ICON May 2016 7.5 Call | Acquisiton | 2016-03-14 | 1 | $1.64 | 100 | $7.50 |
| Common Stock | ICON April 16 10 Call | Disposition | 2016-03-15 | 11 | $0.37 | 100 | $10.00 |
| Common Stock | ICON March 2016 7.5 Put | Acquisiton | 2016-03-15 | 5 | $0.15 | 100 | $7.50 |
| Common Stock | ICON Aug 2016 17.5 Call | Acquisiton | 2016-03-18 | 1 | $0.10 | 100 | $17.50 |
| Common Stock | ICON Aug 2016 17.5 Call | Acquisiton | 2016-03-18 | 1 | $0.10 | 100 | $17.50 |
| Common Stock | ICON March 2016 7.5 Call | Acquisiton | 2016-03-18 | 5 | $0.91 | 100 | $7.50 |
| Common Stock | ICON Aug 2016 5 Put | Acquisiton | 2016-03-24 | 2 | $0.50 | 100 | $5.00 |
| Common Stock | ICON Aug 2016 5 Put | Acquisiton | 2016-03-24 | 1 | $0.50 | 100 | $5.00 |
| Common Stock | ICON Aug 2016 7.5 Call | Disposition | 2016-03-24 | 7 | $2.00 | 100 | $7.50 |
| Common Stock | ICON Aug 2016 7.5 Call | Disposition | 2016-03-24 | 9 | $2.00 | 100 | $7.50 |
| Common Stock | ICON Jan 2018 5 Call | Disposition | 2016-03-24 | 20 | $4.38 | 100 | $5.00 |
| Common Stock | ICON Jan 2018 7.5 Call | Acquisiton | 2016-03-24 | 20 | $3.20 | 100 | $7.50 |
| Common Stock | ICON April 16 10 Call | Disposition | 2016-03-28 | 3 | $0.19 | 100 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,726,837 | 2016-04-15 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-04-15 | No | 4 | S | Indirect | |
| 4,726,837 | 2016-04-15 | No | 4 | S | Indirect | |
| 4,726,837 | 2016-04-15 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-04-15 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-04-15 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-04-15 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-07-15 | No | 4 | S | Indirect | |
| 4,726,837 | 2016-07-15 | No | 4 | S | Indirect | |
| 4,726,837 | 2016-05-20 | No | 4 | S | Indirect | |
| 4,726,837 | 2016-05-20 | No | 4 | S | Indirect | |
| 4,726,837 | 2016-05-20 | No | 4 | S | Indirect | |
| 4,726,837 | 2016-05-20 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-05-20 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-05-20 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-04-15 | No | 4 | S | Indirect | |
| 4,726,837 | 2016-03-18 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-08-19 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-08-19 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-03-18 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-08-19 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-08-19 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-08-19 | No | 4 | S | Indirect | |
| 4,726,837 | 2016-08-19 | No | 4 | S | Indirect | |
| 4,726,837 | 2018-01-19 | No | 4 | S | Indirect | |
| 4,726,837 | 2018-01-19 | No | 4 | P | Indirect | |
| 4,726,837 | 2016-04-15 | No | 4 | S | Indirect |
Footnotes
- As of March 10, 2016, the Reporting Persons beneficially owned 5,062,950 shares of common stock of Iconix Brand Group Inc. The amount set forth in column 5 represents the Reporting Persons' beneficial ownership of the common stock of the Issuer as of the close of business on March 28, 2016; ownership information after each reported transaction is not reasonably available to the Reporting Persons.
- The derivative security is exercisable at any time.
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