Filing Details
- Accession Number:
- 0001209191-16-113924
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-12 09:32:30
- Reporting Period:
- 2016-04-11
- Filing Date:
- 2016-04-12
- Accepted Time:
- 2016-04-12 09:32:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 704051 | Legg Mason Inc. | LM | Investment Advice (6282) | 521200960 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1345007 | Trian Partners Parallel Fund I, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | No | Yes | |
| 1345465 | Trian Partners, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | No | Yes | |
| 1345466 | Trian Partners Master Fund, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | No | Yes | |
| 1345471 | Trian Fund Management, L.p. | 280 Park Avenue, 41St Floor New York NY 10017 | No | No | No | Yes | |
| 1484676 | Trian Partners Strategic Investment Fund, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | No | Yes | |
| 1507254 | Trian Partners Master Fund (Erisa), L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | No | Yes | |
| 1507560 | Trian Partners Strategic Investment Fund-A, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 Par Value | Disposition | 2016-04-11 | 10,526,153 | $32.00 | 513,743 | No | 4 | S | Indirect | Please see explanation below |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Please see explanation below |
Footnotes
- Trian Fund Management GP, LLC is the general partner of Trian Fund Management, L.P, which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Master Fund (ERISA), L.P. ("Trian ERISA Fund"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund" ) and Trian Partners Strategic Investment Fund-A, L.P. ("Strategic Fund-A").
- (FN 1, contd.) Trian Partners General Partner, LLC is the general partner of Trian Partners GP, L.P., which is the general partner of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the general partner of Parallel Fund I. Trian Partners (ERISA) General Partner, LLC is the general partner of Trian Partners (ERISA) GP, L.P., which is the general partner of Trian ERISA Fund. Trian Partners Strategic Investment Fund General Partner, LLC is the general partner of Trian Partners Strategic Investment Fund GP, L.P., which is the general partner of Strategic Fund and Trian Partners Strategic Investment Fund-A General Partner, LLC is the general partner of Trian Partners Strategic Investment Fund-A GP, L.P., which is the general partner of Strategic Fund-A.
- (FN 2, contd.) Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
Billionaire Hedge Funds
