Filing Details

Accession Number:
0001209191-16-113907
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-11 19:05:23
Reporting Period:
2016-04-08
Filing Date:
2016-04-11
Accepted Time:
2016-04-11 19:05:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 141896129
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478341 Curtis Ling C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Chief Technical Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock (Par Value $0.0001) Acquisiton 2016-04-08 1,200 $6.93 123,164 No 4 M Direct
Class A Common Stock (Par Value $0.0001) Disposition 2016-04-08 1,100 $19.00 122,064 No 4 S Direct
Class A Common Stock (Par Value $0.0001) Disposition 2016-04-08 100 $19.03 121,964 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock ($0.0001 Par Value) Employee Stock Option (right to buy) Disposition 2016-04-08 1,200 $0.00 1,200 $6.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
53,986 2020-05-14 No 4 M Direct
Footnotes
  1. The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 2, 2015.
  2. Subject to the reporting person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.