Filing Details
- Accession Number:
- 0001144204-16-093743
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-11 18:18:56
- Reporting Period:
- 2016-04-07
- Filing Date:
- 2016-04-11
- Accepted Time:
- 2016-04-11 18:18:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326190 | Pharmathene Inc | PIP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1313876 | I Eric Richman | C/O Pharmathene, Inc., One Park Place, Suite 450 Annapolis MD 21401 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2016-04-07 | 5,367 | $1.76 | 182,189 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-04-07 | 5,367 | $2.20 | 176,822 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2016-04-08 | 6,400 | $1.76 | 183,222 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-04-08 | 6,400 | $2.20 | 176,822 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-04-07 | 5,367 | $0.00 | 5,367 | $1.76 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-04-08 | 6,400 | $0.00 | 6,400 | $1.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,633 | 2012-09-30 | 2021-09-30 | No | 4 | M | Direct |
| 13,233 | 2012-09-30 | 2021-09-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | 10,000 | Indirect | See Footnote |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2015.
- Held indirectly as previously reported on Form 4 dated November 10, 2011.
Billionaire Hedge Funds
