Filing Details

Accession Number:
0001209191-16-113855
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-11 16:07:45
Reporting Period:
2016-04-07
Filing Date:
2016-04-11
Accepted Time:
2016-04-11 16:07:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326732 Xencor Inc XNCR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291972 Jr Edgardo Baracchini C/O Xencor, Inc.
111 West Lemon Avenue
Monrovia CA 91016
Chief Business Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-04-07 3,750 $0.59 8,278 No 4 M Direct
Common Stock Disposition 2016-04-07 3,750 $15.00 4,528 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-04-07 3,750 $0.00 3,750 $0.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
168,171 2020-01-17 No 4 M Direct
Footnotes
  1. Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted March 13, 2015.
  2. 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.