Filing Details

Accession Number:
0001209191-16-113701
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-04-08 12:30:55
Reporting Period:
2016-03-21
Filing Date:
2016-04-08
Accepted Time:
2016-04-08 12:30:55
Original Submission Date:
2016-03-25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
277058 Nevada Gold & Casinos Inc UWN Services-Miscellaneous Amusement & Recreation (7990) 880142032
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257397 Michael Francis Ricci 133 E Warm Springs Road
Suite 102
Las Vegas NV 89119
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-03-21 12,000 $2.08 7,417 No 4 S Direct
Common Stock Acquisiton 2016-03-24 20,000 $0.82 27,417 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock (Right to Buy) Disposition 2016-03-24 20,000 $0.00 20,000 $0.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2012-10-17 2022-10-17 No 4 M Direct
Footnotes
  1. The shares were issued upon Mr. Ricci's exercise of an option to acquire 20,000 shares of common stock, as described in Table II.
  2. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in column 2 of this Table II.
  3. Includes options to acquire (1) 10,000 shares at $1.25, exercisable through July 28, 2019 and (2) 10,000 shares at $1.57, exercisable through July 27, 2021.