Filing Details

Accession Number:
0001179110-16-022782
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-05 16:49:43
Reporting Period:
2016-04-04
Filing Date:
2016-04-05
Accepted Time:
2016-04-05 16:49:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1419852 Mattress Firm Holding Corp. MFRM Retail-Furniture Stores (5712) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1534951 Bruce Levy C/O Mattress Firm Holding Corp.
5815 Gulf Freeway
Houston TX 77023
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-04-04 27,354 $19.00 38,425 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-04-04 3,104 $41.25 35,321 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-04-04 30,458 $42.36 4,863 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Purchase Common Stock Acquisiton 2016-04-04 27,354 $0.00 27,354 $19.00
Common Stock Employee Option to Purchase Common Stock Acquisiton 2016-04-04 3,104 $0.00 3,104 $41.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,352 2012-11-17 2021-11-17 No 4 M Direct
5,248 2014-09-04 2023-09-04 No 4 M Direct
Footnotes
  1. The shares were issued upon the exercise of options by the reporting person (described in Table II) and then immediately sold.
  2. The shares that were issued upon the exercise of options by the reporting person were immediately sold, as is presented in Table I.
  3. Reflects the reduction of 8,245 shares of unvested restricted stock forfeited by the reporting person in connection with the failure to satisfy the applicable vesting criteria.
  4. Reflects the reduction of 11,385 shares of unvested options to purchase shares of common stock forfeited by the reporting person in connection with the failure to satisfy the applicable vesting criteria.
  5. One-half of the options became exercisable in five equal annual installments beginning on November 17, 2012. The remaining stock options became exercisable in four equal annual installments beginning on November 17, 2012, provided the issuer met or exceeded the applicable annual specified stock price increase targets. The options became fully exercisable on November 17, 2016.
  6. Includes options to purchase shares of common stock having varying exercise dates, expiration dates and exercise prices.
  7. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
  8. The option will become exercisable in four equal annual installments on each anniversary of the date of grant beginning on September 4, 2014. Subject to the reporting person's continued employment with the issuer, the option will become fully exercisable on September 4, 2017.