Filing Details

Accession Number:
0001144204-16-092524
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-04 15:17:43
Reporting Period:
2016-04-01
Filing Date:
2016-04-04
Accepted Time:
2016-04-04 15:17:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
355933 Special Opportunities Fund SPE (0) 351524384
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475052 C Charles Walden C/O Special Opportunities Fund, Inc.
615 East Michigan Street
Milwaukee WI 53202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-04-01 4,449 $13.10 25,000 No 4 P Direct
Common Stock Disposition 2016-04-01 4,303 $13.06 0 No 4 S Indirect By Spouse's IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Indirect By Spouse's IRA
Footnotes
  1. The reported securities were purchased in multiple trades with a weighted average price of $15.19 per share.
  2. The Reporting Person disclaims beneficial ownership of the securities owned by his spouse's IRA and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.