Filing Details

Accession Number:
0000807249-16-000355
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-31 16:09:48
Reporting Period:
2016-03-30
Filing Date:
2016-03-31
Accepted Time:
2016-03-31 16:09:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642122 Associated Capital Group Inc. AC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1280910 M Bruce Lisman C/O Merchants Bank
275 Kennedy Dr
S. Burlington VT 05403
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-03-30 1,000 $28.21 6,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. 5,000 shares were received from GAMCO Investors, Inc. on November 30, 2015 as a result of the spin-off of the Issuer.