Filing Details

Accession Number:
0001225208-16-030491
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-31 10:57:36
Reporting Period:
2016-03-30
Filing Date:
2016-03-31
Accepted Time:
2016-03-31 10:57:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1348560 B Ann Parriott 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
Vp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-30 8,411 $14.15 28,491 No 4 M Direct
Common Stock Disposition 2016-03-30 8,411 $42.43 20,080 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2016-03-30 8,411 $14.15 8,411 $14.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,411 2018-12-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $33.38 2026-01-19 16,408 16,408 Direct
Common Stock Employee Stock Option (Right-to-Buy) $22.27 2021-01-20 15,822 15,822 Direct
Common Stock Employee Stock Option (Right-to-Buy) $41.00 2025-01-22 12,534 12,534 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.92 2024-01-23 10,527 10,527 Direct
Common Stock Employee Stock Option (Right-to-Buy) $39.64 2023-01-24 11,788 11,788 Direct
Common Stock Employee Stock Option (Right-to-Buy) $28.40 2022-01-26 15,576 15,576 Direct
Common Stock Employee Stock Option (Right-to-Buy) $20.57 2019-12-03 17,505 17,505 Direct
Common Stock Employee Stock Option (Right-to-Buy) $26.65 2017-12-06 14,200 14,200 Direct
Common Stock Restricted Stock Units $0.00 1,883 1,883 Direct
Common Stock Restricted Stock Units $0.00 2019-01-19 1,884 1,884 Direct
Common Stock Restricted Stock Units $0.00 2018-01-22 2,180 2,180 Direct
Common Stock Restricted Stock Units $0.00 2017-01-23 1,083 1,083 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-01-19 16,408 16,408 Direct
2021-01-20 15,822 15,822 Direct
2025-01-22 12,534 12,534 Direct
2024-01-23 10,527 10,527 Direct
2023-01-24 11,788 11,788 Direct
2022-01-26 15,576 15,576 Direct
2019-12-03 17,505 17,505 Direct
2017-12-06 14,200 14,200 Direct
1,883 1,883 Direct
2019-01-19 1,884 1,884 Direct
2018-01-22 2,180 2,180 Direct
2017-01-23 1,083 1,083 Direct
Footnotes
  1. Amended and Restated Year 2000 Stock Incentive Plan: 35,558 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. This amount includes 4,165 restricted shares that vested effective December 4, 2009; 3,557 restricted shares that vested effective December 6, 2010; 7,746 restricted shares that vested effective December 4, 2011; 7,261 restricted shares that vested in three equal annual installments beginning on December 3, 2010; 6,535 restricted shares that vested in three equal annual installments beginning on January 20, 2012; and 6,294 restricted shares that vested in three equal annual installments beginning on January 26, 2013. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
  2. 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
  3. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
  4. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
  5. Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
  6. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
  7. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
  8. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three annual installments beginning on January 19, 2017 upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
  9. These restricted stock units expire on January 19, 2019.
  10. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
  11. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
  12. H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
  13. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.