Filing Details

Accession Number:
0001649338-16-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-30 20:20:09
Reporting Period:
2016-03-28
Filing Date:
2016-03-30
Accepted Time:
2016-03-30 20:20:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1649338 Broadcom Ltd AVGO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438803 Bruno Guilmart C/o Avago Technologies Us Inc.
1320 Ridder Park Drive
San Jose CA 95131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, No Par Value Acquisiton 2016-03-28 12,396 $37.00 17,528 No 4 M Direct
Ordinary Shares, No Par Value Disposition 2016-03-28 12,396 $152.83 5,132 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares, No Par Value Stock Option (Right to Buy) Disposition 2016-03-28 12,396 $0.00 12,396 $37.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,698 2018-06-04 No 4 M Direct
Footnotes
  1. Includes 2,566 Restricted Stock Units.
  2. Transaction executed in multiple trades at prices ranging from $152.19 to $153.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  3. The option vests over 3 years, with 33.333% vesting on each of the first three anniversaries of June 5, 2013, so that the option will be vested in full on June 5, 2016, subject to the Reporting Person's continuing service on each vesting date.