Filing Details

Accession Number:
0001209191-16-110966
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-29 18:53:32
Reporting Period:
2016-03-28
Filing Date:
2016-03-29
Accepted Time:
2016-03-29 18:53:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
817135 Alliance Healthcare Services Inc AIQ Services-Medical Laboratories (8071) 330239910
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464531 C. Larry Buckelew C/O Alliance Healthcare Services, Inc.
100 Bayview Circle, Suite 400
Newport Beach CA 92660
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-28 100,000 $4.85 154,202 No 4 M Direct
Common Stock Disposition 2016-03-29 100,000 $18.50 54,202 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-03-28 100,000 $0.00 100,000 $4.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-06-01 2022-06-01 No 4 M Direct
Footnotes
  1. Gives effect to a 1-for-5 reverse split of common stock of the Issuer effected on December 26, 2012.
  2. On March 29, 2016, Fujian Thai Hot Investment Co., Ltd. ("Thai Hot"), through a wholly-owned indirect subsidiary, completed the purchase from funds managed by Oaktree Capital Management, L.P., MTS Health Investors, LLC and Larry C. Buckelew of approximately 51.5% of the outstanding shares of common stock of the Issuer (the "Transaction"). The shares reported as on this line item were disposed by Mr. Buckelew on the closing date of the Transaction.