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Filing Details

Accession Number:: 0000003545-16-000138
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-28 17:28:57
Reporting Period:: 2016-03-24

Filing Date:: 2016-03-28
Accepted Time:: 2016-03-28 17:28:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
3545	Alico Inc	ALCO	Agricultural Production-Crops (100)	590906081

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1297619	W Remy Trafelet	C/O Trafelet Brokaw Capital Management, 410 Park Avenue, 17Th Floor New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Alico, Inc., Common Stock, Par Value $1.00	Acquisiton	2016-03-24	5,400	$27.12	270,382	No	4	P	Indirect	By Delta Offshore Master II, LTD
Alico, Inc., Common Stock, Par Value $1.00	Acquisiton	2016-03-28	500	$27.72	270,882	No	4	P	Indirect	By Delta Offshore Master II, LTD

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Delta Offshore Master II, LTD
No	4	P	Indirect	By Delta Offshore Master II, LTD

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Alico, Inc., Common Stock, Par Value $1.00	357,462	Direct
Alico, Inc., Common Stock, Par Value $1.00	350,972	Indirect	By RCF 2014
Alico, Inc., Common Stock, Par Value $1.00	3,705,457	Indirect	By 734 Investors, LLC
Alico, Inc., Common Stock, Par Value $1.00	20,000	Indirect	By George R. Brokaw

Footnotes

On March 24, 2016, Delta Offshore Master II, LTD (the "Fund") purchased 5,400 shares of the Company's Common Stock and on March 28, 2016 the Fund purchased 500 shares of the Company's Common Stock. Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Trafelet & Company, LLC ("TC") serves as the general partner of TBCM. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the Company's Common Stock held by the Fund except to the extent of his pecuniary interest therein.
These shares were issued in connection with the Company's acquisition of 734 Citrus Holdings, LLC ("Silver Nip Citrus"). Mr. Trafelet exercises investment control over securities held by RCF Legacy 2014 LLC.
On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Trafelet and George R. Brokaw are members of 734 Agriculture, LLC. Mr. Trafelet disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.
George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. As noted in footnote 3, 734 Agriculture, LLC is the managing member of 734 Investors, LLC and Mr. Trafelet and George R. Brokaw are the members of 734 Agriculture, LLC.