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Home > Insider Trading > Filing (0001209191-16-110542)

Filing Details

Accession Number:: 0001209191-16-110542
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-25 12:41:15
Reporting Period:: 2016-03-21

Filing Date:: 2016-03-25
Accepted Time:: 2016-03-25 12:41:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
277058	Nevada Gold & Casinos Inc	UWN	Services-Miscellaneous Amusement & Recreation (7990)	880142032

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1257397	Michael Francis Ricci	133 E Warm Springs Road Suite 102 Las Vegas NV 89119		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-03-21	12,000	$2.08	7,417	No	4	S	Direct
Common Stock	Acquisiton	2016-03-24	20,000	$0.08	27,417	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock (Right to Buy)	Disposition	2016-03-24	20,000	$0.00	20,000	$0.82

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,000	2012-10-17	2022-10-17	No	4	M	Direct

Footnotes

The shares were issued upon Mr. Ricci's exercise of an option to acquire 20,000 shares of common stock, as described in Table II.
Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in column 2 of this Table II.
Includes options to acquire (1) 10,000 shares at $1.25, exercisable through July 28, 2019 and (2) 10,000 shares at $1.57, exercisable through July 27, 2021.