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Filing Details

Accession Number:
0001217454-16-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-24 13:23:01
Reporting Period:
2016-03-23
Filing Date:
2016-03-24
Accepted Time:
2016-03-24 13:23:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1647509 Forest City Realty Trust Inc. FCEA/FCEB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217454 J David Larue 50 Public Square, Suite 1100
Cleveland OH 44113
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-03-23 7,011 $7.80 30,407 No 4 M Direct
Class A Common Stock Disposition 2016-03-23 4,700 $21.03 25,707 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common 2009 Stock Option Grant (right to buy) Disposition 2016-03-23 7,011 $0.00 7,011 $7.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-04-21 2019-04-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 14,327 Indirect See footnote
Class A Common Stock 33,151 Indirect See footnote
Class A Common Stock 32,900 Direct
Class A Common Stock 4,736 Indirect See footnote
Class A Common Stock 4,736 Indirect See footnote
Class A Common Stock 4,736 Indirect See footnote
Class A Common Stock 1,814 Direct
Class A Common Stock 6,726 Indirect See footnote
Class A Common Stock 3,930 Direct
Class A Common Stock 189,083 Direct
Class A Common Stock 31,502 Indirect 401k Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 1,435 1,435 Indirect
Class A Common 2006 Stock Option Grant (right to buy) $46.37 2008-04-04 2016-04-04 25,200 25,200 Direct
Class A Common 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 25,200 25,200 Direct
Class A Common 2008 Stock Option Grant (right to buy) $36.38 2010-06-18 2018-06-18 28,059 28,059 Direct
Class A Common 2010 Stock Option Grant (right to buy) $15.89 2012-04-14 2020-04-14 26,893 26,893 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2013-04-13 2021-04-13 64,277 64,277 Direct
Class A Common 2012 Stock Option Grant (right to buy) $14.74 2014-04-11 2022-04-11 77,945 77,945 Direct
Class A Common 2013 Stock Option Grant (right to buy) $17.60 2015-04-08 2023-04-08 65,630 65,630 Direct
Class A Common 2014 Stock Option Grant (right to buy) $18.73 2016-03-28 2024-03-28 62,090 62,090 Direct
Class A Common 2013 Performance Shares $0.00 2016-12-31 1988-08-08 38,751 38,751 Direct
Class A Common 2014 Performance Shares $0.00 2017-12-31 1988-08-08 38,441 38,441 Direct
Class A Common 2015 Performance Shares $0.00 2017-12-31 1988-08-08 32,900 32,900 Direct
Class A Common 2015 Out Performance Shares $0.00 2017-12-31 1988-08-08 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1988-08-08 1,435 1,435 Indirect
2016-04-04 25,200 25,200 Direct
2017-03-29 25,200 25,200 Direct
2018-06-18 28,059 28,059 Direct
2020-04-14 26,893 26,893 Direct
2021-04-13 64,277 64,277 Direct
2022-04-11 77,945 77,945 Direct
2023-04-08 65,630 65,630 Direct
2024-03-28 62,090 62,090 Direct
1988-08-08 38,751 38,751 Direct
1988-08-08 38,441 38,441 Direct
1988-08-08 32,900 32,900 Direct
1988-08-08 50,000 50,000 Direct
Footnotes
  1. David J. LaRue Trust.
  2. David LaRue Family Trust
  3. 2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
  4. Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
  5. Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
  6. Shares held by Tessa LaRue, daughter,
  7. Shares are held in street account.
  8. Shares held by David LaRue - Roth IRA
  9. Shares are held by Cindy LaRue (spouse) in street account.
  10. Shares are held by David LaRue & Cindy LaRue Trust account.
  11. Shares are held by transfer agent in a direct registration account.
  12. FCE's 401k Plan account, shares are held indirect.
  13. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  14. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  15. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  16. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  17. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  18. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  19. 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
  20. 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
  21. 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
  22. Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
  23. Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  24. Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  25. Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.
  26. Stocks are convertible from Class B to Class A on a 1-for-1 basis. There is no exercise or fixed expriation date.
  27. Cashless stock option exercise, Mr. LaRue only sold enough shares to cover the exercise.