Home > Insider Trading > Filing (0001553350-16-001754)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1476963	Heat Biologics Inc.	HTBX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1075080	Michael Kharitonov	C/O 801 Capitola Drive Durham NC 27713		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-03-23	900,000	$0.75	949,960	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2016-03-23	675,000	$0.75	675,000	$1.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
675,000	2016-03-23	2021-03-22	No	4	A	Direct

Footnotes

Dr. Kharitonov participated in a public offering (the "Offering") by Heat Biologics, Inc. (the "Company") of its securities that closed on March 23, 2016. Dr. Kharitonov purchased in the Offering 900,000 shares of the Company's common stock (the "Common Stock") and warrants ("Warrants") to purchase up to 675,000 shares of Common Stock at a combined public offering price of $0.75 per share and related warrant. The Warrants are exercisable immediately upon issuance, expire five years after the date of issuance and have an exercise price of $1.00 per share.