Filing Details

Accession Number:
0000939057-16-000723
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-23 16:37:27
Reporting Period:
2016-03-23
Filing Date:
2016-03-23
Accepted Time:
2016-03-23 16:37:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1010470 Provident Financial Holdings Inc PROV Savings Institution, Federally Chartered (6035) 330704889
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180896 L Richard Gale 3756 Central Avenue
Riverside CA 92506
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Disposition 2016-03-23 5,000 $17.90 83,129 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The ownership of 83,129 shares includes the 12,500 share restricted stock award granted on September 30, 2014 from the 2010 Equity Incentive Plan with 6,250 shares vesting on September 30, 2016 and 6,250 shares vesting on September 30, 2018; and, indirect ownership of 1,793 shares in Mr. Gale's 401(K) Plan; 44,192 shares in Mr. Gale's Employee Stock Ownership Plan account; and 361 shares by Mr. Gale's spouse.