Filing Details

Accession Number:
0001444363-16-000194
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-22 17:00:37
Reporting Period:
2016-03-18
Filing Date:
2016-03-22
Accepted Time:
2016-03-22 17:00:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1444363 Gain Capital Holdings Inc. GCAP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195725 Peter Quick C/O Gain Capital Holdings, Inc.
135 Us Hwy 202/206
Bedminster NJ 07921
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-18 30,000 $7.02 109,525 No 4 P Direct
Common Stock Acquisiton 2016-03-18 10,000 $7.02 10,000 No 4 P Indirect By IRA
Common Stock Acquisiton 2016-03-18 20,000 $7.02 20,000 No 4 P Indirect By Family LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By IRA
No 4 P Indirect By Family LLC
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.14, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.