Filing Details

Accession Number:
0001144204-16-089038
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-21 06:13:49
Reporting Period:
2015-12-29
Filing Date:
2016-03-21
Accepted Time:
2016-03-21 06:13:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1081745 Intellinetics Inc. INLX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1024533 N Michael Taglich 275 Madison Avenue, #1618
New York NY 10016
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-29 50,000 $0.00 290,936 No 4 P Indirect See FN
Common Stock Acquisiton 2015-12-29 50,000 $0.00 340,936 No 4 P Indirect See FN
Common Stock Acquisiton 2015-12-29 50,000 $0.00 390,936 No 4 P Indirect See FN
Common Stock Acquisiton 2015-12-29 50,000 $0.00 440,936 No 4 P Indirect See FN
Common Stock Acquisiton 2015-12-31 2,340,230 $1,019,985.00 2,781,166 No 4 C Direct
Common Stock Acquisiton 2015-01-25 25,198 $0.00 2,806,364 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2015-12-29 25,000 $0.00 25,000 $0.65
Common Stock Warrant Acquisiton 2015-12-29 25,000 $0.00 25,000 $0.65
Common Stock Warrant Acquisiton 2015-12-29 25,000 $0.00 25,000 $0.65
Common Stock Warrant Acquisiton 2015-12-29 25,000 $0.00 25,000 $0.65
Common Stock Convertible Note Disposition 2015-12-31 1,019,985 $1,019,985.00 2,340,230 $0.00
Common Stock Warrant Acquisiton 2015-12-31 849,987 $0.00 849,987 $0.65
Common Stock Warrant Acquisiton 2016-01-25 12,599 $0.00 12,599 $0.65
Common Stock Warrant Acquisiton 2016-01-27 208,112 $0.00 208,112 $0.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,020,983 2015-12-29 2020-12-28 No 4 P Indirect
2,045,983 2015-12-29 2020-12-28 No 4 P Indirect
2,070,983 2015-12-29 2020-12-28 No 4 P Indirect
2,070,983 2015-12-29 2020-12-28 No 4 P Indirect
154,464 No 4 C Direct
1,004,451 2015-12-31 2020-12-30 No 4 C Direct
1,017,050 2015-01-25 2021-01-24 No 4 P Direct
1,225,162 2016-01-27 2020-12-28 No 4 J Direct
Footnotes
  1. Units consisting of 2 shares and 1 warrant were purchased for $1.20 each.
  2. Held by Michael Taglich C/F Hope Taglich UGMA
  3. Held by Michael Taglich Cust. for Lucy Taglich UTMA NY
  4. Held by Michael Taglich Custodian FBO Amanda Taglich UTMA NY Until Age 21
  5. Held by Michael Taglich Custodian FBO Stella Taglich UTMA NY Until Age 21
  6. Convertible notes were converted into equity and warrants as part of a note exchange offering. Each outstanding convertible note was converted into common stock at its conversion price, and each noteholder exercising notes also received warrants to purchase common stock in an amount equal to 50% of the total principal and interest converted, divided by 0.6.
  7. N/A
  8. Transaction Code J - Placement Agent warrants were issued at a rate of 10% of the shares sold by Taglich Brothers, Inc. on behalf of the Company, as part of a private placement of equity conducted by the Company in December 2015 and January 2016.