Filing Details

Accession Number:
0001213184-16-000064
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-17 21:43:32
Reporting Period:
2016-03-16
Filing Date:
2016-03-17
Accepted Time:
2016-03-17 21:43:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
225263 Newport Corp NEWP Laboratory Apparatus & Furniture (3821) 940849175
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393565 J David Allen 1791 Deere Avenue
Irvine CA 92606
Svp & Gm, Lasers Group No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-16 27,510 $4.18 98,216 No 4 M Direct
Common Stock Disposition 2016-03-16 5,022 $22.90 93,194 No 4 D Direct
Common Stock Disposition 2016-03-17 8,460 $22.91 84,734 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock-settled stock appreciation right Disposition 2016-03-16 27,510 $0.00 27,510 $4.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-20 No 4 M Direct
Footnotes
  1. Includes an aggregate of 203 shares acquired through the issuer's Employee Stock Purchase Plan on June 30, 2015 and December 31, 2015.
  2. Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right (such shares having a total value at the time of exercise equal to the aggregate base value of the stock appreciation right).
  3. Shares were sold to satisfy the reporting person's tax withholding obligation upon the exercise of a stock appreciation right.
  4. Reflects the weighted-average sale price for an aggregate of 8,460 shares sold in multiple transactions at prices ranging from $22.90 to $22.95 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Stock appreciation right became fully vested on March 20, 2012.