Filing Details

Accession Number:
0001144204-16-088727
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-17 17:18:24
Reporting Period:
2016-03-15
Filing Date:
2016-03-17
Accepted Time:
2016-03-17 17:18:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578620 Alcentra Capital Corp ABDC () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604612 J Paul Echausse C/O Alcentra Capital Corp., 200 Park Ave
7Th Fl
New York NY 10166
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-15 800 $10.90 63,546 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 2018-02-28 2018-02-28 4,332 4,332 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-28 4,332 4,332 Direct
Footnotes
  1. Includes 1,406.90098 shares received on April 6, 2015 through participation in a dividend reinvestment plan of the Issuer.
  2. Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.