Filing Details
- Accession Number:
- 0000924168-16-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-16 19:12:20
- Reporting Period:
- 2016-03-14
- Filing Date:
- 2016-03-16
- Accepted Time:
- 2016-03-16 19:12:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 924168 | Energy Focus Inc | EFOI | Electric Lighting & Wiring Equipment (3640) | 943021850 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1588430 | Rush Michael Ramelot | 1702 Whitham Avenue Los Altos CA 94024 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-14 | 3,000 | $8.05 | 3,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $5.50 | 2015-07-16 | 2024-07-16 | 5,000 | 5,000 | Direct |
| Common Stock | Stock Option | $4.80 | 2014-12-18 | 2023-12-18 | 5,000 | 5,000 | Direct |
| Common Stock | Stock Option | $10.36 | 2015-08-23 | 2025-07-23 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-07-16 | 5,000 | 5,000 | Direct |
| 2023-12-18 | 5,000 | 5,000 | Direct |
| 2025-07-23 | 5,000 | 5,000 | Direct |
Footnotes
- Date applies to 1/12th of the total, as options vest monthly over a twelve month period.
Billionaire Hedge Funds
