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Home > Insider Trading > Filing (0001019687-16-005496)

Filing Details

Accession Number:: 0001019687-16-005496
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-16 17:50:13
Reporting Period:: 2016-03-14

Filing Date:: 2016-03-16
Accepted Time:: 2016-03-16 17:50:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1158114	Applied Optoelectronics Inc.	AAOI	Semiconductors & Related Devices (3674)	760533927

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587462	(Fred) Hung-Lun Chang	C/O Applied Optoelectronics, Inc. 13115 Jess Pirtle Blvd. Sugar Land TX 77478	*** See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.001 Par Value	Disposition	2016-03-14	2,759	$17.55	21,786	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The shares were sold in multiple transactions on March 14, 2016 at an actual sale price ranging from $17.50 to $17.69 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.