Filing Details
- Accession Number:
- 0001140361-16-057992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-16 14:15:47
- Reporting Period:
- 2016-03-11
- Filing Date:
- 2016-03-16
- Accepted Time:
- 2016-03-16 14:15:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1229146 | Surrey Bancorp | SYRB | State Commercial Banks (6022) | 593772016 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245215 | Iii C Edward Ashby | Surrey Bancorp P.o. Box 1227 Mount Airy NC 27030 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-15 | 197 | $11.25 | 648 | No | 5 | P | Indirect | Trustee for granddaughter |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Indirect | Trustee for granddaughter |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 82,355 | Direct | |
| Common Stock | 55,748 | Indirect | Held in an IRA for Mr. Ashby |
| Common Stock | 5,016 | Indirect | Held by Wife |
| Common Stock | 939 | Indirect | Trustee for grandson |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A 4.5% Convertible Cumulative Perpetural Preferred | $0.00 | 11,684 | 5,090 | Direct | ||
| Common Stock | Series D 5.0% Convertible Non-cumulative Perpetual Preferred | $0.00 | 19,420 | 17,655 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 11,684 | 5,090 | Direct | |
| 19,420 | 17,655 | Direct |
Footnotes
- Convertible into common stock
- Perpetual Preferred Stock
- Series A 4.5% Convertible Non-cumulative Perpetual Preferred Stock is convertible into 2.2955 shares of common stock per share
- Series A 5.0% Convertible Non-cumulative Perpetual Preferred Stock is convertible into 1.1000 shares of common stock per share
Billionaire Hedge Funds
