Filing Details

Accession Number:
0001039828-16-000156
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-15 12:02:02
Reporting Period:
2016-03-11
Filing Date:
2016-03-15
Accepted Time:
2016-03-15 12:02:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1039828 American Equity Investment Life Holding Co AEL Life Insurance (6311) 421447959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1260539 M James Gerlach 6000 Westown Parkway
West Des Moines IA 50266
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-11 27,750 $9.27 239,667 No 4 M Direct
Common Stock Acquisiton 2016-03-11 47,250 $10.24 286,917 No 4 M Direct
Common Stock Acquisiton 2016-03-11 20,000 $7.00 306,917 No 4 M Direct
Common Stock Acquisiton 2016-03-11 40,000 $10.85 346,917 No 4 M Direct
Common Stock Disposition 2016-03-11 135,000 $15.32 211,917 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options - Right to Buy Disposition 2016-03-11 27,750 $0.00 27,750 $9.27
Common Stock Options - Right to Buy Disposition 2016-03-11 47,250 $0.00 47,250 $10.24
Common Stock Options - Right to Buy Disposition 2016-03-11 20,000 $0.00 20,000 $7.00
Common Stock Options - Right to Buy Disposition 2016-03-11 40,000 $0.00 40,000 $10.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-06-11 2020-06-11 No 4 M Direct
0 2013-03-15 2016-03-15 No 4 M Direct
0 2012-05-08 2019-05-08 No 4 M Direct
0 2011-06-11 2018-06-11 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $15.23 to $15.515. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.