Filing Details

Accession Number:
0001209191-16-108297
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-14 20:41:41
Reporting Period:
2016-03-10
Filing Date:
2016-03-14
Accepted Time:
2016-03-14 20:41:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1169987 Htg Molecular Diagnostics Inc HTGM Laboratory Analytical Instruments (3826) 860912294
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1623587 L John Lubniewski C/O Htg Molecular Diagnostics, Inc.
3430 E. Global Loop
Tucson AZ 85706
Chief Business Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-03-10 1,512 $2.49 31,200 No 4 S Direct
Common Stock Disposition 2016-03-11 5,264 $2.36 25,936 No 4 S Direct
Common Stock Disposition 2016-03-14 113 $2.19 25,823 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Sale of shares of common stock under an existing Rule 10b5-1 Plan to cover tax withholding obligations incurred in connection with the issuance of shares of common stock to the Reporting Person on March 4, 2016 under the Issuer's annual incentive plan. The Issuer's annual incentive plan provides that performance-based bonuses may be paid in cash or shares of common stock, or a combination of both, at the discretion of the Issuer's board of directors.
  2. The weighted average sale price for the transaction reported was $2.4903, and the range of prices were between $2.35 and $2.69. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
  3. The weighted average sale price for the transaction reported was $2.3554, and the range of prices were between $2.1810 and $2.5900. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
  4. The weighted average sale price for the transaction reported was $2.1865, and the range of prices were between $2.1800 and $2.2000. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.