Filing Details

Accession Number:
0001571049-16-013018
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-14 18:09:02
Reporting Period:
2016-03-10
Filing Date:
2016-03-14
Accepted Time:
2016-03-14 18:09:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513761 Norwegian Cruise Line Holdings Ltd. NCLH Water Transportation (4400) 980691007
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566517 S Daniel Farkas 7665 Corporate Center Drive
Miami FL 33126
Svp Gen. Counsel & Asst. Sec'y No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-10 18,770 $19.00 87,941 No 4 M Direct
Common Stock Disposition 2016-03-10 18,770 $47.60 69,171 No 4 S Direct
Common Stock Acquisiton 2016-03-11 6,300 $19.00 75,471 No 4 M Direct
Common Stock Disposition 2016-03-11 20,300 $47.56 55,171 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-03-10 18,770 $0.00 18,770 $19.00
Common Stock Stock Option (right to buy) Disposition 2016-03-11 6,300 $0.00 6,300 $19.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,659 2020-01-17 No 4 M Direct
1,359 2020-01-17 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $47.67, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $47.79, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
  3. 680 of the total options were vested as of 09/04/15, 1,707 of the total options were vested as of 09/15/15, 9,826 of the total options vested based on performance conditions as of 3/18/14, and 6,557 of the total options vested based on performance conditions as of 8/13/15.
  4. 6,300 of the total options were vested based on a performance condition as of 8/13/15.