Filing Details

Accession Number:
0001209191-16-108204
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-14 18:02:14
Reporting Period:
2016-03-11
Filing Date:
2016-03-14
Accepted Time:
2016-03-14 18:02:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077183 Neogenomics Inc NEO Services-Testing Laboratories (8734) 742897368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518734 George Cardoza 12701 Commonwealth Drive Suite 9
Fort Myers FL 33913
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-11 100,000 $1.46 221,089 No 4 M Direct
Common Stock Disposition 2016-03-11 32,000 $6.83 189,089 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-03-11 100,000 $1.46 100,000 $1.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-04-14 2016-04-13 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,000 Indirect Trust by Self
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $3.45 2015-03-05 2019-03-05 30,000 30,000 Direct
Common Stock Stock Option (Right to Buy) $4.78 2016-05-04 2020-05-04 200,000 200,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-05 30,000 30,000 Direct
2020-05-04 200,000 200,000 Direct
Footnotes
  1. On April 14, 2011 Mr. Cardoza was granted an option to purchase 100,000 shares. These options vest ratably over the first four anniversary dates of the grant.
  2. On March 5, 2014 Mr. Cardoza was granted an option to purchase 30,000 shares. These options vest ratably over the first three anniversary dates of the grant.
  3. On May 4, 2015 Mr. Cardoza was granted an option to purchase 200,000 shares. These options vest ratably over the first three anniversary dates of the grant.