Filing Details
- Accession Number:
- 0001039828-16-000152
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-14 15:58:32
- Reporting Period:
- 2016-03-10
- Filing Date:
- 2016-03-14
- Accepted Time:
- 2016-03-14 15:58:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039828 | American Equity Investment Life Holding Co | AEL | Life Insurance (6311) | 421447959 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1260545 | J Debra Richardson | 6000 Westown Parkway West Des Moines IA 50266 | Executive Vp & Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-10 | 9,644 | $0.00 | 236,165 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2016-03-11 | 47,250 | $10.24 | 283,415 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-11 | 47,250 | $15.19 | 236,165 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options - Right to Buy | Disposition | 2016-03-11 | 47,250 | $0.00 | 47,250 | $10.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-15 | 2016-03-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,380 | Indirect | Shares are owned by trusts to which Mrs. Richardson is trustee. |
| Common Stock | 9,181 | Indirect | By ESOP |
Footnotes
- An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock.
- This transaction was executed in multiple trades at prices ranging from $15.00 to $15.365. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Billionaire Hedge Funds
