Filing Details

Accession Number:
0001209191-16-108001
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-14 08:34:25
Reporting Period:
2016-03-11
Filing Date:
2016-03-14
Accepted Time:
2016-03-14 08:34:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015155 Charles & Colvard Ltd CTHR Jewelry, Silverware & Plated Ware (3910) 561928817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182567 I Neal Goldman C/O Charles &Amp; Colvard, Ltd.
170 Southport Drive
Morrisville NC 27560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-11 25,000 $1.20 165,787 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 70,000 Indirect By Neal Goldman IRA
Common Stock 250,000 Indirect By Goldman Partners, LP
Footnotes
  1. Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.