Filing Details

Accession Number:
0001209191-16-107680
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-10 18:28:01
Reporting Period:
2016-03-09
Filing Date:
2016-03-10
Accepted Time:
2016-03-10 18:28:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046102 Ritchie Bros Auctioneers Inc RBA Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661696 William Karl Werner C/o Ritchie Bros. Auctioneers Inc.
9500 Glenlyon Parkway
Burnaby A1 V5J 0C6
Ch. Op. & Supp. Dev. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-03-09 6,900 $18.67 6,900 No 4 M Direct
Common Shares Acquisiton 2016-03-09 10,900 $14.50 17,800 No 4 M Direct
Common Shares Disposition 2016-03-09 17,800 $25.11 0 No 4 S Direct
Common Shares Disposition 2016-03-09 1,500 $25.27 1,160 No 4 S Indirect Employee Stock Purchase Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect Employee Stock Purchase Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (Right to Buy) Disposition 2016-03-09 6,900 $0.00 6,900 $18.67
Common Shares Employee Stock Option (Right to Buy) Disposition 2016-03-09 10,900 $0.00 10,900 $14.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-03-01 2017-03-01 No 4 M Direct
0 2019-03-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 27,896 Indirect Long-Term Investment Plan
Footnotes
  1. The option was granted on March 5, 2009 and vested in three equal annual installments beginning on March 5, 2010.