Filing Details
- Accession Number:
- 0001209191-16-107680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-10 18:28:01
- Reporting Period:
- 2016-03-09
- Filing Date:
- 2016-03-10
- Accepted Time:
- 2016-03-10 18:28:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1046102 | Ritchie Bros Auctioneers Inc | RBA | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1661696 | William Karl Werner | C/O Ritchie Bros. Auctioneers Inc. 9500 Glenlyon Parkway Burnaby A1 V5J 0C6 | Ch. Op. & Supp. Dev. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-03-09 | 6,900 | $18.67 | 6,900 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2016-03-09 | 10,900 | $14.50 | 17,800 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2016-03-09 | 17,800 | $25.11 | 0 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2016-03-09 | 1,500 | $25.27 | 1,160 | No | 4 | S | Indirect | Employee Stock Purchase Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Employee Stock Purchase Plan |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2016-03-09 | 6,900 | $0.00 | 6,900 | $18.67 |
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2016-03-09 | 10,900 | $0.00 | 10,900 | $14.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-03-01 | 2017-03-01 | No | 4 | M | Direct |
| 0 | 2019-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 27,896 | Indirect | Long-Term Investment Plan |
Footnotes
- The option was granted on March 5, 2009 and vested in three equal annual installments beginning on March 5, 2010.
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