Filing Details

Accession Number:
0001246360-16-005036
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-10 16:28:22
Reporting Period:
2016-03-08
Filing Date:
2016-03-10
Accepted Time:
2016-03-10 16:28:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1302350 Jmp Group Llc JMP Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409325 H Glenn Tongue 152 West 57Th Street, 46Th Floor
New York NY 10019
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-03-08 2,702 $5.11 14,022 No 4 P Indirect By Deerhaven Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Deerhaven Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 127,542 Direct
Footnotes
  1. The reported shares are owned directly by Deerhaven Fund, LP, a limited partnership of which Deerhaven Capital Management, LLC is the general partner. The reporting person is the managing member of Deerhaven Capital Management, LLC. The reporting person disclaims beneficial ownership of the reported securities.