Filing Details
- Accession Number:
- 0001209191-16-107472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-09 19:33:32
- Reporting Period:
- 2016-03-08
- Filing Date:
- 2016-03-09
- Accepted Time:
- 2016-03-09 19:33:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1629296 | A Deborah Degillio | 1025 Laurel Oak Road Voorhees NJ 08043 | Vp And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-08 | 692 | $39.45 | 2,630 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-08 | 692 | $68.37 | 1,937 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-08 | 1,642 | $44.06 | 3,579 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-08 | 1,642 | $68.37 | 1,937 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-08 | 692 | $0.00 | 692 | $39.45 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-08 | 1,642 | $0.00 | 1,642 | $44.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-31 | No | 4 | M | Direct | |
| 822 | 2020-12-31 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.36 to $68.37, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The option award granted on February 21, 2013, representing a right to purchase 2,075 shares, vested in three equal installments on January 1, 2014, 2015 and 2016.
- A prior exercise of 1,383 shares underlying this option was previously reported.
- The option award granted on February 20, 2014, representing a right to purchase 2,464 shares, vests in three equal installments on January 1, 2015, 2016 and 2017.
Billionaire Hedge Funds
