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Home > Insider Trading > Filing (0001195734-16-000073)

Filing Details

Accession Number:: 0001195734-16-000073
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-09 18:55:59
Reporting Period:: 2016-03-07

Filing Date:: 2016-03-09
Accepted Time:: 2016-03-09 18:55:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1195734	Potbelly Corp	PBPB	Retail-Eating Places (5812)	364466837

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1669069	Christopher Carlson	111 N. Canal Suite 850 Chicago IL 60606	Vp, Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-03-08	500	$13.85	500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Acquisiton	2016-03-07	5,000	$0.00	5,000	$13.95

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,000		2026-03-07	No	4	A	Direct

Footnotes

Option award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan.
The option vests in four equal annual installments beginning on the first anniversary of the Transaction Date.