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Filing Details

Accession Number:: 0001209191-16-107438
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-09 17:56:58
Reporting Period:: 2016-03-07

Filing Date:: 2016-03-09
Accepted Time:: 2016-03-09 17:56:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1092796	Smith & Wesson Holding Corp	SWHC	Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480)	870543688

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1476145	James P. Debney	2100 Roosevelt Avenue Springfield MA 01104	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-03-07	25,000	$3.92	287,196	No	4	M	Direct
Common Stock	Acquisiton	2016-03-07	11,428	$3.57	298,624	No	4	M	Direct
Common Stock	Acquisiton	2016-03-07	25,000	$3.57	323,624	No	4	M	Direct
Common Stock	Acquisiton	2016-03-07	41,200	$8.89	364,824	No	4	M	Direct
Common Stock	Disposition	2016-03-07	102,128	$26.18	262,696	No	4	S	Direct
Common Stock	Disposition	2016-03-07	500	$26.97	262,196	No	4	S	Direct
Common Stock	Acquisiton	2016-03-08	13,572	$3.57	275,768	No	4	M	Direct
Common Stock	Acquisiton	2016-03-08	92,133	$8.89	367,901	No	4	M	Direct
Common Stock	Disposition	2016-03-08	105,705	$26.08	262,196	No	4	S	Direct
Common Stock	Acquisiton	2016-03-09	100,000	$4.56	362,196	No	4	M	Direct
Common Stock	Disposition	2016-03-09	100,000	$27.45	262,196	No	4	S	Direct
Common Stock	Disposition	2016-03-09	24,731	$28.10	237,465	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-03-07	25,000	$0.00	25,000	$3.92
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-03-07	11,428	$0.00	11,428	$3.57
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-03-07	25,000	$0.00	25,000	$3.57
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-03-07	41,200	$0.00	41,200	$8.89
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-03-08	13,572	$0.00	13,572	$3.57
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-03-08	92,133	$0.00	92,133	$8.89
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-03-09	100,000	$0.00	100,000	$4.56

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2020-08-02	No	4	M	Direct
13,572	2021-07-12	No	4	M	Direct
0	2021-07-12	No	4	M	Direct
158,800	2021-09-26	No	4	M	Direct
0	2021-07-12	No	4	M	Direct
66,667	2021-09-26	No	4	M	Direct
0	2019-11-09	No	4	M	Direct

Footnotes

The shares were sold pursuant to a 10b5-1 Trading Plan dated December 17, 2015.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $26.90, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.96 to $26.98, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $26.10, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the August 2, 2010 date of grant.
The total number of options granted vested and became exercisable on the first anniversary of the July 12, 2011 date of grant.
One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the July 12, 2011 date of grant.
One-third of the total number of options granted vested and became exercisable on the April 10, 2013 date of grant and one-third of the total number of options granted vested and became exercisable on each of September 26, 2013 and September 26, 2014.
One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the November 9, 2009 date of grant.