Filing Details

Accession Number:
0001179110-16-021445
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-09 17:11:47
Reporting Period:
2016-03-07
Filing Date:
2016-03-09
Accepted Time:
2016-03-09 17:11:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
795212 Trans World Entertainment Corp TWMC Retail-Record & Prerecorded Tape Stores (5735) 141541629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
900603 J Robert Higgins 38 Corporate Circle
Albany NY 12203
Chairman Of The Board Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $.01 Per Share Acquisiton 2016-03-07 20,100 $3.84 14,200,787 No 4 P Direct
Common Stock Par Value $.01 Per Share Acquisiton 2016-03-08 100 $3.83 14,200,887 No 4 P Direct
Common Stock Par Value $.01 Per Share Acquisiton 2016-03-09 3,828 $3.88 14,204,715 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock Par Value $.01 Per Share 137,500 Indirect Higgins Foundation
Common Stock Par Value $.01 Per Share 300,550 Indirect Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Par Value $.01 Per Share Stock Settled Appreciation Rights $5.32 2016-05-01 450,000 450,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-05-01 450,000 450,000 Direct
Footnotes
  1. All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act
  2. All grants are exercisable within 4 years and expire 10 years from date of grant.