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Home > Insider Trading > Filing (0001397911-16-000275)

Filing Details

Accession Number:: 0001397911-16-000275
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-08 18:53:16
Reporting Period:: 2016-02-12

Filing Date:: 2016-03-08
Accepted Time:: 2016-03-08 18:53:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Financial Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1614251	R. Jeffrey Buchheister	C/O Lpl Financial Holdings Inc., 75 State Street, 22Nd Floor Boston MA 02109	Evp, Chief Accounting Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-02-12	100	$16.40	7,504	No	4	P	Direct
Common Stock	Disposition	2016-03-06	163	$21.44	7,341	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	F	Direct

Footnotes

Consists of (i) 4,052 shares of Common Stock; (ii) 185 restricted stock units that vest in full on February 22, 2017; (iii) 170 restricted stock units that vest in full on February 24, 2017; (iv) 885 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; and (v) 2,049 restricted stock units that vest ratably on each of February 25, 2017, February 25, 2018 and February 25, 2019.