Filing Details

Accession Number:
0001397911-16-000275
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-08 18:53:16
Reporting Period:
2016-02-12
Filing Date:
2016-03-08
Accepted Time:
2016-03-08 18:53:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397911 Lpl Financial Holdings Inc. LPLA Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 203717839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614251 R. Jeffrey Buchheister C/o Lpl Financial Holdings Inc.,
75 State Street, 22Nd Floor
Boston MA 02109
Evp, Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-12 100 $16.40 7,504 No 4 P Direct
Common Stock Disposition 2016-03-06 163 $21.44 7,341 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 F Direct
Footnotes
  1. Consists of (i) 4,052 shares of Common Stock; (ii) 185 restricted stock units that vest in full on February 22, 2017; (iii) 170 restricted stock units that vest in full on February 24, 2017; (iv) 885 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; and (v) 2,049 restricted stock units that vest ratably on each of February 25, 2017, February 25, 2018 and February 25, 2019.