Filing Details

Accession Number:
0000014693-16-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-08 16:31:23
Reporting Period:
2016-03-07
Filing Date:
2016-03-08
Accepted Time:
2016-03-08 16:31:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1369191 I Mark Mccallum 850 Dixie Highway
Louisville KY 40210
Evp/Pres. Jack Daniel's Brands No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2016-03-07 14,647 $35.51 27,379 No 4 M Direct
Class B Common Acquisiton 2016-03-07 15,957 $33.76 43,336 No 4 M Direct
Class B Common Acquisiton 2016-03-07 4,615 $34.95 47,951 No 4 M Direct
Class B Common Disposition 2016-03-07 12,845 $97.92 35,106 No 4 S Direct
Class B Common Disposition 2016-03-07 22,374 $97.68 12,732 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Appreciation Right Disposition 2016-03-07 4,615 $0.00 4,615 $34.95
Class B Common Stock Appreciation Right Disposition 2016-03-07 14,647 $0.00 14,647 $35.51
Class B Common Stock Appreciation Right Disposition 2016-03-07 15,957 $0.00 15,957 $33.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-07-27 2016-04-30 No 4 M Direct
0 2011-05-01 2018-04-30 No 4 M Direct
0 2010-05-01 2017-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 31,807 Direct
Class B Common 27 Indirect By Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Appreciation Right $102.25 2018-05-01 2025-04-30 11,150 11,150 Direct
Class B Common Stock Appreciation Right $91.97 2017-05-01 2024-04-30 13,677 13,677 Direct
Class B Common Stock Appreciation Right $72.42 2016-05-01 2023-04-30 15,971 15,971 Direct
Class B Common Stock Appreciation Right $38.43 2013-05-01 2020-04-30 20,455 20,455 Direct
Class B Common Stock Appreciation Right $46.40 2014-05-01 2021-04-30 23,144 23,144 Direct
Class B Common Stock Appreciation Right $27.05 2012-05-01 2019-04-30 23,437 23,437 Direct
Class B Common Stock Appreciation Right $58.70 2015-05-01 2022-04-30 24,859 24,859 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-04-30 11,150 11,150 Direct
2024-04-30 13,677 13,677 Direct
2023-04-30 15,971 15,971 Direct
2020-04-30 20,455 20,455 Direct
2021-04-30 23,144 23,144 Direct
2019-04-30 23,437 23,437 Direct
2022-04-30 24,859 24,859 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.89 to $97.99, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The closing price of BF-B on March 4, 2016 was used to calculate the withholding obligation.