Filing Details

Accession Number:
0001354488-16-006460
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-04 19:28:52
Reporting Period:
2016-03-02
Filing Date:
2016-03-04
Accepted Time:
2016-03-04 19:28:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378624 Cellular Biomedicine Group Inc. CBMG Biological Products, (No Disgnostic Substances) (2836) 861032927
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1569980 (William) Wei Cao 19925 Stevens Creek Blvd., Suite 100
Cupertino CA 95014
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-02 7,500 $5.40 181,972 No 4 M Direct
Common Stock Disposition 2016-03-02 7,500 $17.55 174,472 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non- Qualified Stock Option (right to buy) (2013 Plan) Acquisiton 2016-03-02 7,500 $0.00 7,500 $5.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,500 2023-09-30 No 4 M Direct
Footnotes
  1. The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 30, 2015. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
  2. The option vests according to the following schedule: 1/36th per month following the vesting commencement date of September 30, 2013.