Filing Details

Accession Number:
0001104659-16-102003
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-02 21:54:30
Reporting Period:
2016-03-01
Filing Date:
2016-03-02
Accepted Time:
2016-03-02 21:54:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433270 Antero Resources Corp AR () NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
929408 Warburg Pincus & Co. C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1157334 Warburg Pincus Private Equity Viii, L.p. C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1162870 Warburg Pincus Llc C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
No No Yes No
1220638 P. Joseph Landy C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
No No Yes No
1239318 R Charles Kaye C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
No No Yes No
1621224 Warburg Pincus Partners Gp Llc C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1621242 Warburg Pincus Partners, L.p. C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2016-03-01 4,751,186 $21.50 26,533,286 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-03-01 137,716 $21.50 769,080 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2016-03-01 13,777 $21.50 76,903 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. This Form 4 is filed on behalf of Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds").
  2. WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners.
  3. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WP VIII Funds. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus Entities (as defined below). Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the Warburg Pincus Entities. Each of Messrs. Kaye and Landy, together with the WP VIII Funds, WP VIII Investors GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities".
  4. Certain affiliates of the Warburg Pincus Entities, Warburg Pincus Private Equity X, L.P., a Delaware limitation partnership ("WP X"), Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), also hold common stock ("Common Stock") of Antero Resources Corporation (the "Issuer") and report on a separate Form 4. There have been no changes in ownership of the Common Stock of the Issuer held by WP X, WP X Partners or WP X O&G. WP X currently owns 11,790,102 share of Common Stock of the Issuer. WP X Partners currently owns 1,758,730 shares of Common Stock of the Issuer. WP X O&G currently owns 43,158,261 shares of Common Stock of the Issuer. The Warburg Pincus Entities, Messrs. Kaye and Landy each disclaim beneficial ownership of the shares of Common Stock of the Issuer held by WP X, WP X Partners and WP X O&G.
  5. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Warburg Pincus Entities and certain affiliates may be deemed to be beneficial owners of 27,379,269 shares of Common Stock of the Issuer held collectively by the WP VIII Funds. The Warburg Pincus Entities and such affiliates disclaim beneficial ownership of such shares of Common Stock of the Issuer except to the extent of their direct pecuniary interest therein. The WP VIII Funds, WP Partners, WP Partners GP and WP are directors-by-deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Information with respect to each of the Warburg Pincus Entities is given solely by such Warburg Pincus Entity, and no Warburg Pincus Entity has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Entity.
  6. Common Stock is held directly by WP VIII CV I.
  7. Common Stock is held directly by WP-WPVIII Investors.