Filing Details

Accession Number:
0001397911-16-000269
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-02 18:57:12
Reporting Period:
2016-02-29
Filing Date:
2016-03-02
Accepted Time:
2016-03-02 18:57:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397911 Lpl Financial Holdings Inc. LPLA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1306819 D Viet Dinh C/o Lpl Financial Holdings Inc.
75 State Street, 22Nd Floor
Boston MA 02109
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-29 4,844 $20.42 7,731 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $20.315 to $20.50, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.