Filing Details

Accession Number:
0000899243-16-014892
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-01 17:16:35
Reporting Period:
2016-02-29
Filing Date:
2016-03-01
Accepted Time:
2016-03-01 17:16:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1320854 Freightcar America Inc. RAIL Railroad Equipment (3743) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1501155 E Joseph Mcneely Two North Riverside Plaza Suite 1300
Chicago IL 60606
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-29 1,667 $14.89 29,767 No 4 P Direct
Common Stock Acquisiton 2016-02-29 1,667 $14.84 31,434 No 4 P Direct
Common Stock Acquisiton 2016-02-29 1,668 $14.92 33,102 No 4 P Direct
Common Stock Acquisiton 2016-02-29 1,684 $14.87 34,786 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance shares $0.00 11,351 11,351 Direct
Common Stock Employee Stock Option (right to buy) $25.55 2024-01-15 31,750 31,750 Direct
Common Stock Employee Stock Option (right to buy) $20.39 2023-10-04 75,000 75,000 Direct
Common Stock Employee Stock Option (right to buy) $20.39 2023-05-01 1,660 1,660 Direct
Common Stock Employee Stock Option (right to buy) $24.56 2023-01-18 8,500 8,500 Direct
Common Stock Employee Stock Option (right to buy) $23.40 2022-01-12 16,900 16,900 Direct
Common Stock Employee Stock Option (right to buy) $29.88 2021-01-13 12,600 12,600 Direct
Common Stock Performance shares $0.00 8,368 8,368 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
11,351 11,351 Direct
2024-01-15 31,750 31,750 Direct
2023-10-04 75,000 75,000 Direct
2023-05-01 1,660 1,660 Direct
2023-01-18 8,500 8,500 Direct
2022-01-12 16,900 16,900 Direct
2021-01-13 12,600 12,600 Direct
8,368 8,368 Direct
Footnotes
  1. Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
  2. Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance.
  3. On January 15, 2014, the recipient was granted 31,750 options. 21,166 stock options are fully vested and currently exercisable, 10,584 stock options will vest on January 15, 2017.
  4. On October 4, 2013, the recipient was granted 75,000 options. 50,000 stock options are fully vested and currently exercisable, 25,000 stock options will vest on October 4, 2016.
  5. On May 1, 2013, the recipient was granted 1,660 options. 1,106 stock options are fully vested and currently excersisable and 554 stock options will vest on May 1, 2016.
  6. On January 18, 2013, the recipient was granted 8,500 options which are fully vested and currently exercisable.
  7. On January 12, 2012, the recipient was granted 16,900 options which are fully vested and currently exercisable.
  8. On January 13, 2011, the recipient was granted 12,600 options which are fully vested and currently exercisable.
  9. Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2017, with the vesting percentage determined based on actual performance.