Filing Details

Accession Number:
0001316507-16-000174
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-26 12:53:09
Reporting Period:
2016-02-25
Filing Date:
2016-02-26
Accepted Time:
2016-02-26 12:53:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1602584 Calamos Dynamic Convertible & Income Fund CCD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248580 Sr P John Calamos 2020 Calamos Court
Naperville IL 60563
President And Chairman Yes Yes No No
1316507 Calamos Advisors Llc 2020 Calamos Court
Naperville IL 60563
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-25 100 $16.05 1,107,018 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 100 $16.09 1,107,118 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 80 $16.12 1,107,198 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 500 $16.14 1,107,698 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 700 $16.15 1,108,398 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 700 $16.16 1,109,098 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 100 $16.17 1,109,198 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 200 $16.18 1,109,398 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 200 $16.19 1,109,598 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 1,840 $16.20 1,111,438 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 500 $16.21 1,111,938 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 481 $16.23 1,112,419 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 400 $16.24 1,112,819 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 100 $16.25 1,112,919 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 100 $16.27 1,113,019 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-25 200 $16.31 1,113,219 No 4 P Indirect By Calamos Advisors LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
Footnotes
  1. THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT PURCHASES MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN, CEO, AND GLOBAL CO-CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
  2. Total includes 36,926.269 common shares received as a result of monthly dividend reinvestments. The average price of dividend reinvestment shares was $17.41.