Filing Details

Accession Number:
0000950142-16-003183
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-25 21:59:08
Reporting Period:
2016-02-12
Filing Date:
2016-02-25
Accepted Time:
2016-02-25 21:59:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1293451 Ltd Holdings Tencent Level 29, Three Pacific Place
1 Queen's Road East
Wanchai K3 -
Yes No Yes No
1641732 Ltd Investment River Red C/o Tencent Holdings Limited, Level 29
Three Pacific Place, 1 Queen's Road East
Wanchai K3 -
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-02-12 793 $3.05 3,201,743 No 4 P Indirect See footnote
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-02-16 428,000 $3.29 3,629,743 No 4 P Indirect See footnote
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-02-17 323,600 $3.44 3,953,343 No 4 P Indirect See footnote
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-02-19 38,914 $3.69 3,992,257 No 4 P Indirect See footnote
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-02-22 75,008 $3.69 4,067,265 No 4 P Indirect See footnote
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-02-23 1,050,000 $3.76 5,117,265 No 4 P Indirect See footnote
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-02-24 1,621,964 $3.67 6,739,229 No 4 P Indirect See footnote
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-02-25 455,461 $3.81 7,194,690 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share 21,000,000 Indirect See footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.04-$3.05, inclusive.
  2. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.18-$3.39, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.40-$3.56, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.67-$3.70, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.65-$3.70, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.71-$3.80, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.56-$3.7050, inclusive.
  8. The Price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.71-$3.85, inclusive.
  9. Held directly by THL E Limited ("THL"). THL is a wholly-owned subsidiary of Tencent Holdings Limited ("Tencent").
  10. Held directly by Red River Investment Limited ("Red River"). Red River is a wholly-owned subsidiary of Tencent.
  11. The reporting person undertakes to provide to GLU Mobile Inc., any security holder of GLU Mobile Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1-7 herein..